The exercise describes four steps. Even as I write that, I realize
that I’m confirming the observation (made by several other
contributors to this Website) that biography orders memory in ways
that inevitably distort lived experience. So I’ll admit to you
that I did not make sense of the document in an orderly series of
steps. I fumbled and stumbled around, often missing what eventually
became obvious, and usually unaware of how I had found meaning in
the document until well after I had done so. But steps we must have.
This a pedagogical exercise, and pedagogy requires order!
4STEP
1:
Let’s start by placing the document in its setting. For that
we have to combine its internal signals with other information,
derived mostly from the correspondence. We learn from Fichte’s note
to Aphorism 15 that, by the time he wrote the document, he was
familiar with “Kant’s Antinomies.” And we know from the
correspondence that Fichte first read Kant’s Critique of Pure
Reason, where the antinomies are explained, sometime in the late
summer of 1790.
So we have a time and a place. In the summer of 1790 Fichte
was a twenty-eight-year-old former theology student living in
Leipzig, where he had once studied. His origins were unusually
humble – he was the eldest son of a village ribbon-weaver – and that
put him at serious disadvantage in finding a career opening. He had
survived over the previous several years – like many other
university graduates in his dilemma – by working as a tutor in
private homes. He was informally betrothed to Johanna Rahn, from a
respectable family in Zurich (where he had last tutored), but was in
no position to marry and set up a household. In fact he was on the
edge of complete penury; in May he had written Johanna to send cash
ASAP to save him from “ruin.” He had returned to Leipzig in the hope
of finding a patron who might secure him an appointment, but he
despised the kowtowing, the fake displays of deference, that being
someone’s client required. His friends from his student days had
moved on. We can picture him in a shabby rented room or maybe in a
cheap café. Perhaps partly out of loneliness, and partly for want of
anything else to do, he is setting down some thoughts in the form of
aphorisms. Unfortunately the original handwritten document has not
survived; we have only the printed version, published by his son.
But let’s imagine that he’s down to his last quill pen and has to
scratch very hard on the paper.
What he’s scratching down is, in part, his conclusion that
determinism is the only position to which a serious thinker – one
who thinks “straight ahead” (Aphorism 15), with ruthless objectivity
– can commit himself. In the light of that conclusion, we’re likely
to be a bit jolted by several letters Fichte penned just a few weeks
later. In them he announced that determinism – he now called it
“the principle of the necessity of all human actions” – was an
erroneous and pernicious doctrine. Kant had proven once and for all
the unconditional freedom of human beings as moral agents.
The Aphorisms are critical to understanding one of most the
dramatic moments - perhaps the most dramatic moment – in Fichte’s
adult life. It was not simply that Kant’s Critiques convinced
him. They wrenched him away from a position he had laboriously
justified to himself. In a letter to his fiancee on September 5 he
described this wrenching as a “revolution” in his “entire way of
thinking.” We might think of it as the philosophical equivalent of
a Bekehrung. Bekehrung is the German term for a
Christian conversion experience, from the verb “to turn” (kehren).
Fichte had turned away from determinism to its polar opposite, as
the Christian, in the grip of God’s saving Grace, turned from
corruption to sanctifying faith.
4Step 2:
By now The Philosopher is losing patience. This is
not a movie, he reminds me, and characterizing Fichte’s position in
the “Aphorisms” simply as determinist is, from a philosophical
standpoint, uninformative. I agree. It’s time to take a closer look
at the philosophical argument Fichte laid out in the “Aphorisms.”
Let’s limit ourselves (for the moment) to the first fifteen, which
contain the core of the argument. I want you to try to distill them
into a few written statements that today’s reader can understand.
(I’ll do it too, in the paragraph below, but don’t cheat!) It may
help to look up “anthropomorphism,” and to know that in Fichte’s
usage “speculation “ meant, broadly speaking, philosophical
thinking.
Here’s what I come up with:
1.
Since
Christian beliefs are purely subjective, philosophical reasoning has
no bearing on them. They are emotionally self-evident and hence do
not require objective proof. They fulfill our emotional needs as
human beings. We need to feel in contact with what we now call a
“personal” God – a God who can be entreated as a merciful father,
and even addressed as a friend, and whom we can at least hope to
persuade to help us.
2.
The
philosophical reasoning that results in a “pure deistic system,” on
the other hand, is objective. It is a search for causes and effects,
without regard for the emotional consequences of our findings. There
is no place in it for a personal God. What we call God is simply a
logically necessary idea, the needed First Cause in an ineluctable
chain of causes and effects. That means a) that our sense of Contact
with the Divinity is an illusion, and b) that our feeling of being
morally free is also an illusion. Whatever we do or feel is what we
must do or feel in the causal chain. And, since that is the case,
the notion of sin – an act for which God can hold you responsible
and punish you – is meaningless. Moral responsibility, and indeed
moral meaning, has no place in a world of causal necessity.
3.
Hence
there is no point in trying to mix religion and philosophy, as some
less rigorously philosophical forms of deism (“philosophical
religion” and “religious philosophy”) seek to do. Each forms a
self-sufficient system - one with subjective validity, the other
with objective validity.
4STEP 3:
Now The Philosopher has something to sink his teeth into.
I’m the one who’s getting impatient. Once we’ve traced the
logic of the “Aphorisms,” the philosophical meaning of Fichte’s
conversion to Kantianism seems fairly obvious. As an historian I
want to reach deeper into the document, to flesh out its
philosophical skeleton with other kinds of meaning. I want to know
how the document illuminates, and in turn is illuminated by,
Fichte’s life experience as a young, penurious, isolated German
Protestant intellectual who had come of age in the late
Enlightenment. And I want to use the document to explain why Fichte
was so powerfully gripped by Kant’s philosophy, and what meaning he
found in it. Surely this is not just a story of a
philosophically inclined mind recognizing the logical supremacy of
one argument over another.
Am I asking the document to yield what it cannot possibly yield?
There’s reason to think so. If the “Aphorisms” were the only
surviving document from this period of Fichte’s life, we would know
nothing about his career frustrations, or his penury, or his
betrothal, or any other detail of his personal life. It records, to
be sure, a private meditation, but there is something
self-consciously impersonal about its form as well as its language.
The author proceeds “straight ahead,” as though determined not
to allow his surroundings or his circumstances to intrude on his
“speculation.” In fact the title “Aphorisms” is misleading; the
document is more accurately described as a step-by-step exercise in
syllogistic reasoning, a series of theses with accompanying
observations. We move from Thesis 1 to 18; and in Thesis 15 (where
we reach the crux of the matter), from sub-theses “a” to “e.” Only
three times – when he discusses his view of Christianity - does Fichte write in the first person (“I” and
“me”). Arguably in the last three theses he talks about himself,
but it is a measure of his commitment to speculative detachment that
he uses the third person. The “I” remains hidden behind the “he.”
It’s time to start practicing the art of biography in
earnest. It is, among other things, an art of association,
requiring that we move back and forth among documents, perhaps long
after we’ve begun to yearn for a more stationary life. One question
we may want to pose, of course, is what each document tells us about
the factual reliability of the others. But for our purposes the key
question is what each might tell us about the others’ meaning, so
that each eventually yields something it would not yield if left
standing by itself.
Eventually this approach will return us to Fichte’s
descriptions of his philosophical conversion in the correspondence.
But first we have to move back in time – to two drafts of sermons
that Fichte wrote sometime in the mid-1780s. That he was writing
sermon drafts in those years is not surprising; his most likely fate
was to become the minister to a local parish, and that required that
he demonstrate proficiency in the pulpit. At first perusal, I will
admit, I found these documents virtually impenetrable. Each draft
combines the worst of both worlds: it’s a fragment (you’re left
wondering what Fichte might have revealed if he had finished it),
but it’s also repetitious (you find yourself growing tired of
certain themes as Fichte – who is, of course, using this exercise to
hone his rhetorical skills – rephrases them again and again). And
then there are the topics. Fichte begins the first draft by asking
why Christ surrounded his Resurrection with so much mystery. Why
didn’t he simply prove his divinity by making the Resurrection a
public demonstration? The second draft explores the meaning of the
“Annunciation,” the announcement to Mary that she was to be the
Mother of God. Two themes dear to the hearts of eighteenth-century
theologians, but – at least on the face of it – not likely to offer
much in the way of self-revelation.
But they do offer something, if we, as historians, have
developed an ear for their language. We have to come at them not
through the philosophical field of argument in the late eighteenth
century – a field about which the young Fichte knew very little -
but through the language of Protestant theology in which he was
steeped. Running through the sermon draft on the Resurrection is a
familiar distinction in the theology of the era between the “head”
and the “heart,” rational conviction and emotionally-grounded belief.
It tells us something important: several years before the
“Aphorisms,” Fichte was already pondering the issue of moral
freedom, and indeed already trying to resolve it in terms of the
relationship between reason and emotion. Here’s where we begin to
practice the art of association. In the “Aphorisms” the two ends of
the distinction will become water-tight compartments: religious
subjectivity and rational objectivity. In the sermon draft, however,
Fichte relates them in a different way. His underlying logic is
eminently Lutheran: if religious faith is to be an act of freedom,
it has to be a matter of “inner” emotional spontaneity; to be
persuaded rationally about religious truths is to submit to
“external” coercion. If Christ had staged a public Resurrection, he
would have contradicted the essence of Christian belief. Though the
“proofs” of the new religion had to be “correct and satisfying to
the sharpest spirit of research,” they could not be “too strong, too
powerful.” A truly “popular” religion – one accessible to the great
mass of humanity – had to activate “inner feeling of the true and
the good.” This did not mean that the “few good heads” were
excluded; but they could remain bonded with the mass in a community
of belief only if their “understanding” was continually “warmed” by
the emotional impulses of their “good hearts.” Without that bonding,
they could not hope to exercise “influence on practical life.”
This is the other young Fichte or, perhaps better, the other
voice in the young Fichte’s internal argument. In contrast to the
grim author of the “Aphorisms,” he faces life with a measure of
optimism. He thinks – or at least wants to think - that it is
possible to be a “speculator’ and a Christian believer at the same
time. There’s nothing unusual about his perception of choice. Many
young Lutherans of his generation struggled to reconcile the modern
and the traditional, the Enlightenment’s culture of rational
inquiry and the thoroughly Christian spirit of their upbringing and
early schooling. Can we give him a more distinct profile – one that
connects this struggle, with its conventional choice between “head”
and “heart,” with his particular effort to fashion a sense of self
and formulate a life purpose? That is precisely what the sermon
draft on the Annunciation, as unpromising as its topic may seem,
allows us to do. It makes apparent that the optimistic Fichte wanted
to have it both ways. On the one hand, he sought a way to justify
himself as a rare case. Why had this ribbon weaver’s son – who would
normally have entered his father’s trade – been lifted out of the
plebeian world of his family and his village and allowed to, or at
least given the chance to, ascend into the “learned estate,” the
tiny elite of educated men? In what sense could he consider himself
deserving of this privilege? On the other hand, how could he remain
integrated into a larger Christian community despite his critical
distance on the simple piety of the world he had left?
If we conclude that Fichte, like so many other intellectuals
then and now, wanted to re-connect with his “roots,” we’re in danger
of distorting the past by reading present preoccupations back into
it. His correspondences reveals a man determined to shake off any
surviving traces – in his dress, his speech, his manners - of his
humble background (Take a good look at the portrait of him. Is this
a man affecting a populist style?) The issue was whether, from the
distance of the world he had entered, he could remain connected
somehow with the emotionally-charged symbolic meanings of an
inclusive Christian community of belief. To put it another way, he
feared that, without such a connection, he would be confined to an
academic ghetto. The larger public audience on which he aspired to
have a “practical” influence would be beyond his reach.
If we read the second sermon draft from this angle, it’s
something of a private tour de force. Fichte works through his
personal dilemmas – at least for the moment – by identifying with
Mary! Here, in paraphrase, is how he does it. What the choice of
Mary revealed was the meaning of election, to use the Protestant
term. In election God does not suddenly hurl a thunderbolt, but
rather works gradually – unobtrusively, one might say - through the
person’s entire biographical formation: her upbringing; her
education, her adult social experience. He forms the person’s life
to provide her with opportunities to develop “a better natural
understanding.” The “fortunate,” the “few good heads,” form an elite
of moral and intellectual freedom, a kind of vanguard endowed with
privileged insight. But they can justify this privileged freedom
only on two conditions: that they ceaselessly strive to “climb
higher’ in virtue; and that their superior understanding remains
nourished by the stirrings of the heart, and indeed by “a better,
softer, more pliant heart.”
With all these associations in mind, I want you to reread the
entire series of “Aphorism,” much more carefully this time. I’m not
going to do all your work for you; you’re now in a position to make
sense of all sorts of things you may have ignored the first time
around. But I will fill in the map a bit more, and suggest where
it’s leading us. Perhaps needless to say, by stopping at the
fifteenth thesis I’ve mislead you about the tenor and the meaning of
the document as a whole. In the sequential logic of those steps we
seem to hear Fichte’s resolve to put a deeply troubling issue behind
him once and for all. There is even a muted sense of liberation, if
only because the sheer rigor of the logic will preclude turning back
(it’s worth taking a closer look at his use of “cut off” and
“necessary” and “necessarily”). When we move on to the final three
theses (16 through 18), we realize that he has not achieved
resolution. He’s still arguing with himself, and the other side of
the argument is lying in wait, so to speak, ready to reassert
itself. In these final steps the use of the third person
camouflages, but cannot hide, a sense of personal loss, regret, even
embitterment.
You may already have noticed that something interesting
happens at the very end of Thesis 16 (“But it has the effect of a
certain inflexibility …”). There is a shift not only in the author’s
tone, but in his very way of being present in the text. The theses
begin to become personal laments. The “speculator” faces “moments
when the heart takes revenge on speculation.” He finds himself
trapped in a compulsion for rationality, “a certain inflexibility,”
that has become “interwoven with the entire turn of his spirit.”
Believing Christians – he calls them “non-speculating mankind” - are
to be pitied for their inability to transcend emotional “need”; but
they are also to be envied as the “good and simple souls” who can
find sustenance in “the pleasant feelings that flow from religion”
and in membership in a community of belief. Fichte was lamenting
the fact that the speculator’s capacity to “proceed straight ahead”
brought a double-edged freedom. He is free to prove to
himself that prayer can have no effect on an “inexorable” God,
beyond human reach, but he cannot suppress the “hot desire” to be
heard in prayer, to be recognized as a person in the eyes of a
personal God. And his unfulfilled human needs are not just
personal; they are the needs of a social being or, to give this
point a bit more precision, the needs of an intellectual who
aspires to exercise his freedom socially. He has achieved, to be
sure, a certain privileged insight into the rational order of
things. But he has also cut himself off from the community of shared
emotional need – the community through which the voice of an
intellectual, if it was to be of any real significance, had to
resonate. This was a freedom to be endured in isolation.
4STEP 4:
We can now, at last, return to Fichte’s descriptions of his
Kantian conversion in the letters. Reading the letters against the
backdrop of the preceding documents, I was struck by the very narrow
notion of philosophical meaning that had guided their use in Fichte
scholarship. This is not to deny that we can extract from the
letters a plot line focused purely on a philosophical process of
discovery. In the period between the “Aphorisms” and the conversion
descriptions, Fichte’s reading of Kant had advanced from the
Critique of Pure Reason to the Critique of Practical Reason.
The latter Critique made him embrace the conviction he had just
taken such pains to reject: that as moral agents human beings are
unconditionally free, and that “only under this assumption are duty,
virtue, and morality in general possible.” There is no denying that
he was gripped by the sheer cogency of Kant’s arguments.
But that does not suffice to explain what Kantianism meant to
him or how it promised to change his life. The standard quotations
from the letters – the one about the “revolution” his thinking had
undergone, for example – hardly begin to convey their riches.
Consider the advice he sent his fiancée in early September, 1790.
Only misguided “reasoners” like himself, he wrote her, needed Kant’s
“head-breaking” antidote to the philosophical errors of the day. She
should “believe only in [her] own feeling,” since she was one of the
“honorable people” who had always “felt” but had not “thought” the
truth of Kant’s message. If we practice the art of association to
these comments, we begin to understand why Kant’s philosophy
liberated Fichte from the depressing conclusion of the “Aphorisms,”
though without returning him to the position he had tried to justify
in the sermon drafts. It was critical to Fichte’s reading that, on
the one hand, Kant insisted that our rational capacity to choose the
good was not to be confused with an emotional embrace of moral
truth; but also that, on the other hand, the Moral Law, because it
was purely rational in form, induced a feeling of reverence
for itself. In that limited but important sense, “the heart” had a
vital role in Kant’s moral theory. And that meant that, far from
threatening to cut Fichte off from the masses, Kantianism offered
him a way to reconnect. Kant had told Fichte what he needed to hear:
that as abstract as the Moral Law was in its various formulations,
its self-evident rationality, reinforced by the emotional response
it induced, made it accessible to ordinary uneducated people. To
clarify the Moral Law for such people was not to coerce them with
purely rational persuasion (the Lutheran still in him would not
allow that), but to activate their latent capacity for moral insight
and hence to induce them to emancipate themselves from
deterministic illusions.
And that is what Fichte set himself the task of doing.
Another passage in the letters, largely ignored to this point,
speaks volumes about the sense of mission he had acquired – and
about the sense of release that came with it. He could not, to be
sure, return to the Christian community of belief, but that did not
mean he had to endure in isolation. He would become a Kantian
preacher, the author of the sermon drafts now informed a
friend, and would make philosophy “popular” and “effective in
the human heart through eloquence.” His vocation was to “imprint
[Kant’s] moral principles on the heart of the public with energy and
fire, in a popular form of presentation.” Fichte would soon try to
practice that vocation by addressing to “the common man” a Kantian
defense of the French Revolution. And in one way or another he would
use philosophy to imagine an inclusive community – one bonding
intellectuals with the great mass – for the rest of his life.
Exercise 2:
Given what you now know about the context of Fichte’s conversion to Kantianism, what biographical significance do
you attribute to the passages below?
a)
This
passage is from the same letter (Sept. 5, 1790) in which
Fichte announced to Johanna his plan to imprint Kantian principles
on “the human heart” as a preacher.
In
an effort to reassure her about his health, he described the new
daily routine he had begun to practice roughly five weeks earlier
(“previously,” he noted, “I was too unsteady to follow a fixed
order”):
At
five o’clock I get up – which at the beginning was very difficult,
because I have gotten up late my entire life: hence the more
strenuously I tried to force this from myself, because thereby I
wanted at the same time to force myself to self-overcoming. From
then until eleven o’clock ( with the exception of the half hour I
use to dress) I study. From 11 to 12 I give a young man a lesson in
Greek. I sought this task industriously, so as not to neglect,
through endless thinking, the gift of presenting something to
others, and to give the lungs something to do after the work of the
head. From 12 to 1 at table, in a tolerably pleasant and
entertaining group. From 1 to 2 a walk in nearby gardens in town,
and usually not thinking about anything very serious. From 2 to 3
reading something lighter or writing letters, when there are such to
write. From 3 to 4 I give a student private instruction in Kantian
philosophy (this was the opportunity that induced me to study it).
This is of course from one angle a head-gripping work, but from
another angle a work to make things clear, thus one that belongs to
the power of the imagination and hence contributes to constructing
an equilibrium among the powers of the soul. From 4 to 6 o’clock,
whatever the weather, I go not for a stroll but for a real walk,
and let my power of imagination have free play, stirred by fields
and woods – especially when the rain is heavy or it’s very windy.
From 6 o’clock until nightfall again a little studying. The use of
the first twilight you know already. As soon as light comes,
continued serious study, but no later than 10 o’clock. Judge for
yourself whether such an order is very damaging to the health. Also
I find myself really feeling so well, thanks in part to getting up
early and in part to serious intellectual work, that I would like to
shout with joy about my health, am in entirely in a good mood the
whole day, and see no annoying minute in my whole day. Add to that
an exercise which promotes, to the same degree, the health of the
body and that of the soul. That is, I seek to become fully ruler
over myself, and with that intention commit myself to do something
that I would prefer not to do; forbid myself something that I would
like to have had, because I would have liked to have it; declare war
on every rising passion, as it lets itself be observed, and so I am
forever released from these disturbers of our peace and our health.
b)
In the same letter (November, 1790) in which Fichte described the
“revolution” he had experienced in his “entire way of thinking,” he
went on to observe that the error into which he himself had fallen –
the error of determinism – was largely responsible for “the great
corruption of the so-called better social orders.” And he continued:
Furthermore, I am very strongly convinced that here below is not at
all the land of enjoyment, but rather the land of work and toil,
and that every joy should be nothing more than a strengthening for
greater toil; that what is demanded of us is not at all the
preparation for our fate, but simply the cultivation of our selves.
Don’t bother at all about things that are outside me. Strive not to
appear, but to be. And I thank these convictions for the deep peace
of soul that I now enjoy. My external situation is entirely what it
must be for such a disposition. I am no one’s lord or servant. I
have no prospects whatsoever; since the condition of the Church
here, like that of the people here, does not please me. So long as I
can maintain my present independence, I will do so at any price.